Quilter Financial Planning Solutions Limited

Principal Place of Business

Phone

+442075625800

Web

https://www.quilter.com

Complaints Contact

Phone

+448081415077

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

Equity Release Advice

For Customer, Home reversion plans

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Equity Release Arranging

For Customer, Home reversion plans

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Credit Brokering

Debt Advice

Equity Release Setup

For Customer, Home reversion plans

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

IRN MXH00189

• (1091)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2004)

IRN MXC00060

• (1443)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
• (1445)CF21 Investment Adviser (4 Oct 2002 to 31 Oct 2007)
• (1444)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Oct 2002)

IRN MCC00030

• (4482)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2021)
• (4481)CF30 Customer (23 Feb 2010 to 8 Dec 2019)

IRN MCC00028

• (4317)CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2002)

IRN MCD00007

• (277)4. Giving personal recommendations on retail investment products which are not broker funds
• (276)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (275)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
• (278)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• (3855)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
• (3857)CF21 Investment Adviser (9 Nov 2006 to 31 Oct 2007)
• (3856)CF22 Investment Adviser (Trainee) (8 Sep 2006 to 9 Nov 2006)

IRN MXN00018

• (5209)Appointed representative dealing with clients for which they require qualification (22 Feb 2021 to 23 Feb 2021)

IRN MXC00477

• (92)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
• (93)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)

IRN MDB00030

• (3599)CF30 Customer (1 Nov 2007 to 15 Feb 2013)
• (3601)CF21 Investment Adviser (6 Jan 2004 to 31 Oct 2007)
• (3600)CF22 Investment Adviser (Trainee) (11 Nov 2003 to 6 Jan 2004)

IRN MDD00010

• (6358)CF30 Customer (1 Nov 2007 to 14 Feb 2012)
• (6360)CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
• (6359)CF22 Investment Adviser (Trainee) (18 Dec 2006 to 4 Jun 2007)

IRN MDH00031

• (586)CF30 Customer (13 Feb 2009 to 25 Nov 2010)