Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
- CF30 Customer (9 Jan 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 15 Feb 2013)
- CF21 Investment Adviser (6 Jan 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Nov 2003 to 6 Jan 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.