Michael David Denman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Michael Denman

    FRN 625333

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Sole trader dealing with clients for which they require qualification (since 16 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
  • Goodmans Financial Planning Ltd (no longer approved here)

    FRN 513667

    • CF30 Customer (5 Jan 2012 to 1 Sep 2014)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 14 Feb 2012)
    • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Dec 2006 to 4 Jun 2007)
  • Mitchell Owen Financial Services Ltd (no longer approved here)

    FRN 219519

    • (4)Employed By (6 Mar 2003 to 30 Apr 2004)
  • The Insurance Group Limited (no longer approved here)

    FRN 140912

    • Employed By (22 Jul 1999 to 6 Mar 2003)

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Updates to this individual's record on the FCA register.

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