Quilter Financial Planning Solutions Limited

Principal Place of Business

Phone

+442075625800

Web

https://www.quilter.com

Complaints Contact

Phone

+448081415077

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

Equity Release Advice

For Customer, Home reversion plans

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Equity Release Arranging

For Customer, Home reversion plans

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Credit Brokering

Debt Advice

Equity Release Setup

For Customer, Home reversion plans

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

IRN MNM01028

• (174)CF21 Investment Adviser (1 Sep 2003 to 31 Dec 2006)
• (173)CF22 Investment Adviser (Trainee) (29 Oct 2002 to 1 Sep 2003)

IRN MSW00027

• (2917)CF21 Investment Adviser (12 Dec 2001 to 31 Mar 2003)

IRN MXA01313

• (970)CF30 Customer (1 Nov 2007 to 31 Mar 2010)
• (972)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• (971)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jan 2003)

IRN MXA01750

• (538)SMF16 Compliance Oversight (since 9 Mar 2026)
• (539)SMF4 Chief Risk (since 9 Mar 2026)

IRN MFF00001

• (3073)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Dec 2021)
• (3070)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
• (3072)CF21 Investment Adviser (28 Jun 2004 to 31 Oct 2007)
• (3071)CF22 Investment Adviser (Trainee) (7 Feb 2003 to 28 Jun 2004)

IRN MJP00065

• (2760)CF30 Customer (1 Nov 2007 to 2 Sep 2010)
• (2761)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

IRN MXL00105

• (3915)CF30 Customer (1 Nov 2007 to 11 Jun 2010)
• (3917)CF21 Investment Adviser (28 Dec 2006 to 31 Oct 2007)
• (3916)CF22 Investment Adviser (Trainee) (26 Jul 2006 to 28 Dec 2006)

IRN MLH01029

• (6242)SMF10 Chair of the Risk Committee (23 Jun 2020 to 31 Aug 2023)
• (6241)SMF11 Chair of the Audit Committee (23 Jun 2020 to 9 Jun 2021)

IRN MXH00136

• (4742)CF30 Customer (1 Nov 2007 to 19 Dec 2011)
• (4744)CF21 Investment Adviser (11 Jul 2007 to 31 Oct 2007)
• (4743)CF22 Investment Adviser (Trainee) (3 Jan 2007 to 11 Jul 2007)

IRN MXA00053

• (3009)[FCA CF] Manager of certification employee (1 Sep 2020 to 3 Feb 2021)