Margaret Lauder

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LAUDER FINANCIAL LTD (no longer approved here)

    FRN 748243

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 20 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Feb 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Feb 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Feb 2024)
    • CF11 Money Laundering Reporting (1 Nov 2016 to 8 Dec 2019)
    • CF1 Director (1 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Nov 2016 to 30 Sep 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (22 Feb 2013 to 2 Nov 2016)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 11 Jun 2010)
    • CF21 Investment Adviser (28 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jul 2006 to 28 Dec 2006)
  • Riverpark Investment & Financial Consultants (no longer approved here)

    FRN 214519

    • (8)Employed By (16 Jun 2003 to 27 May 2004)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.