Quilter Financial Planning Solutions Limited

Principal Place of Business

Phone

+442075625800

Web

https://www.quilter.com

Complaints Contact

Phone

+448081415077

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

Equity Release Advice

For Customer, Home reversion plans

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Equity Release Arranging

For Customer, Home reversion plans

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Credit Brokering

Debt Advice

Equity Release Setup

For Customer, Home reversion plans

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

IRN MJC01473

• (2144)CF30 Customer (26 Aug 2011 to 2 Apr 2013)

IRN MDP00015

• (6115)CF22 Investment Adviser (Trainee) (29 Mar 2004 to 19 Oct 2007)

IRN MCB01171

• (6455)SMF7 Group Entity Senior Manager (3 Jul 2020 to 11 Jul 2022)
• (6456)CF28 Systems and controls (28 Apr 2016 to 8 Dec 2019)

IRN MXD08096

• (619)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (620)4. Giving personal recommendations on retail investment products which are not broker funds
• (622)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
• (621)CF30 Customer (since 8 Nov 2018)

IRN MDK00002

• (1808)CF30 Customer (1 Nov 2007 to 3 Jul 2009)
• (1810)CF21 Investment Adviser (15 May 2006 to 31 Oct 2007)
• (1809)CF22 Investment Adviser (Trainee) (16 Jan 2006 to 15 May 2006)

IRN MDS00009

• (6204)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
• (6206)CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
• (6205)CF22 Investment Adviser (Trainee) (20 Dec 2005 to 7 Jun 2006)

IRN MEB00034

• (6101)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2022)
• (6098)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
• (6100)CF21 Investment Adviser (4 Nov 2005 to 31 Oct 2007)
• (6099)CF22 Investment Adviser (Trainee) (29 Jun 2005 to 4 Nov 2005)

IRN MXF00049

• (4804)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2022)
• (4801)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
• (4803)CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
• (4802)CF22 Investment Adviser (Trainee) (20 Jan 2005 to 16 May 2005)

IRN MXG00047

• (4060)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 May 2023)
• (4057)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
• (4059)CF21 Investment Adviser (15 Mar 2005 to 31 Oct 2007)
• (4058)CF22 Investment Adviser (Trainee) (8 Nov 2004 to 15 Mar 2005)

IRN MXH00032

• (1224)CF30 Customer (1 Nov 2007 to 14 Nov 2012)
• (1226)CF21 Investment Adviser (11 Jul 2007 to 31 Oct 2007)
• (1225)CF22 Investment Adviser (Trainee) (6 Feb 2007 to 11 Jul 2007)