Matthew David Spain-Warner

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 Apr 2025)
    • CF1 Director (AR) (since 28 Mar 2025)
    • CF30 Customer (since 28 Mar 2025)
  • Footprint Financial Planning LTD

    FRN 1030078

    • (1)Employed By (since 28 Mar 2025)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (5 Jan 2021 to 28 May 2024)
    • [FCA CF] Client dealing (5 Jan 2021 to 28 May 2024)
    • CF30 Customer (10 Jan 2013 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Dec 2005 to 7 Jun 2006)
  • Place Campbell TrinityBridge Limited (no longer approved here)

    FRN 218893

    • (27)Employed By (19 Sep 2002 to 9 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (27)Employed By at Place Campbell TrinityBridge Limited