Matthew Edward Burman

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Positive Independent Financial Planning Limited

    FRN 958154

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
    • SMF16 Compliance Oversight (since 1 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2022)
    • SMF3 Executive Director (since 1 Mar 2022)
    • [FCA CF] Client dealing (since 1 Mar 2022)
    • Responsibility for MCD Intermediation (since 1 Mar 2022)
    • Responsible for Insurance Distribution (since 1 Mar 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jun 2005 to 4 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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