Positive Independent Financial Planning Limited

Date authorised
1 March 2022
Companies House
05492767
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Stoke Park Road
    Stoke Bishop
    Bristol
    BS9 1LF
    UNITED KINGDOM
    Phone
    +4401179688687
    Web
    https://www.positiveifp.co.uk

  • Complaints Contact

    12 Stoke Park Road
    Stoke Bishop
    Bristol
    BS9 1LF
    UNITED KINGDOM
    Phone
    +441179688687

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hazel Marie Burman

    IRN HMB01043

    • Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2022)
  • Matthew Edward Burman

    IRN MEB00034

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 1 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2022)
    • SMF3 Executive Director (since 1 Mar 2022)
    • [FCA CF] Client dealing (since 1 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
    • Responsibility for MCD Intermediation (since 1 Mar 2022)
    • Responsible for Insurance Distribution (since 1 Mar 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.