Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David James Pomphrett

    IRN DJP01322

    • CF30 Customer (16 Mar 2015 to 12 Oct 2015)
    • CF1 Director (AR) (20 Dec 2011 to 30 Jun 2017)
  • David James Rafferty

    IRN DJR00055

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2024)
    • CF30 Customer (13 Mar 2013 to 31 Oct 2024)
  • David John Colquhoun

    IRN DJC00087

    • Appointed representative dealing with clients for which they require qualification (16 Feb 2023 to 22 Apr 2025)
    • CF1 Director (AR) (4 Jul 2018 to 22 Apr 2025)
    • CF30 Customer (11 Mar 2013 to 22 Apr 2025)
  • David John Morse

    IRN DJM00034

    • CF30 Customer (5 Jan 2011 to 26 Oct 2011)
  • David John Norvell

    IRN DJN00021

    • CF1 Director (AR) (28 Apr 2014 to 10 Aug 2015)
  • David John Tiller

    IRN DXT22473

    • SMF18 Other Overall Responsibility (21 Oct 2022 to 28 Dec 2022)
    • [FCA CF] Significant management (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Manager of certification employee (10 Feb 2022 to 28 Dec 2022)
    • [FCA CF] Material risk taker (10 Feb 2022 to 28 Dec 2022)
  • David John Walker

    IRN DJW00014

    • CF30 Customer (30 Apr 2010 to 31 Oct 2012)
  • David Martin

    IRN DXM02487

    • CF1 Director (AR) (9 Dec 2019 to 7 Nov 2022)
  • David Michael Child

    IRN DMC01136

    • CF2 Non Executive Director (AR) (15 Aug 2014 to 11 Sep 2014)
  • David Michael Millington

    IRN DMM01129

    • CF1 Director (AR) (13 Oct 2011 to 9 Mar 2018)
    • CF30 Customer (1 Jan 2011 to 9 Mar 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.