Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kamlesh Patel

    IRN KXP00056

    • CF1 Director (AR) (5 Jan 2011 to 27 Nov 2013)
    • CF30 Customer (5 Jan 2011 to 27 Nov 2013)
  • Karen Fiona Robertson

    IRN KFR01018

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Apr 2024)
    • CF30 Customer (2 Nov 2011 to 2 Apr 2024)
  • Karen Jane Norvell

    IRN KJN01027

    • CF30 Customer (12 May 2014 to 10 Aug 2015)
  • Karen Sara Coren

    IRN KSC00001

    • CF30 Customer (26 Nov 2010 to 29 Nov 2010)
  • Karen Williamson

    IRN KXW00070

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 3 Jan 2022)
  • Karen-Lee Cooper

    IRN KXG00073

    • CF30 Customer (16 Apr 2014 to 6 Nov 2015)
  • Karin Alexandra Cook

    IRN KAC01094

    • SMF24 Chief Operations (18 May 2021 to 30 Sep 2024)
    • SMF3 Executive Director (18 May 2021 to 9 Sep 2021)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 18 May 2021)
    • CF1 Director (29 Aug 2019 to 8 Dec 2019)
    • CF29 Significant management (2 Jan 2019 to 29 Aug 2019)
  • Karl John Edwards

    IRN KJE01020

    • CF1 Director (AR) (11 May 2010 to 23 Nov 2012)
    • CF30 Customer (3 Dec 2009 to 23 Nov 2012)
  • Karl Steffan Griffin

    IRN KSG01046

    • CF1 Director (AR) (28 Jul 2015 to 12 Oct 2016)
  • Kate Pedler

    IRN KXP01264

    • CF30 Customer (15 Jan 2014 to 1 Aug 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.