Kamlesh Patel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 29 Mar 2022)
    • CF1 Director (AR) (since 12 Nov 2021)
    • CF30 Customer (since 12 Nov 2021)
    • [FCA CF] Client dealing (26 Oct 2020 to 29 Mar 2022)
    • [FCA CF] Functions requiring qualifications (26 Oct 2020 to 29 Mar 2022)
  • Riverbourne Financial Solutions Ltd

    FRN 538203

    • (1)Employed By (since 12 Nov 2021)
    • (1)Employed By (5 Jan 2011 to 27 Nov 2013)
  • ACUITY PROFESSIONAL ADVISERS LTD (no longer approved here)

    FRN 464072

    • CF30 Customer (11 Apr 2016 to 18 Jul 2018)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (7 Feb 2013 to 12 Mar 2013)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (679)Employed By (7 Feb 2013 to 12 Mar 2013)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (5 Jan 2011 to 27 Nov 2013)
    • CF30 Customer (5 Jan 2011 to 27 Nov 2013)
  • Riverbourne Financial Services Ltd (no longer approved here)

    FRN 418481

    • (2)Employed By (23 Dec 2004 to 8 Dec 2019)
  • Alexander Lauren Financial Services Ltd (no longer approved here)

    FRN 211960

    • (3)Employed By (29 May 2002 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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