Kate Pedler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Dec 2024)
    • [FCA CF] Client dealing (since 6 Dec 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2024)
    • CF1 Director (AR) (8 Jun 2018 to 10 Dec 2024)
    • CF30 Customer (8 Jun 2018 to 10 Dec 2024)
  • QUESTA FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 459631

    • CF30 Customer (24 Jun 2014 to 1 Jun 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (15 Jan 2014 to 1 Aug 2014)
  • Camargue Chambers LLP (no longer approved here)

    FRN 565230

    • Employed By (15 Jan 2014 to 1 Aug 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF22 Investment Adviser (Trainee) (11 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.