Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David William Worrell

  IRN DWW01074

  • CF30 Customer (23 Jun 2010 to 6 Jan 2011)
• Dawn Margaret Miller

  IRN DXM13802

  • CF1 Director (AR) (17 Apr 2019 to 31 Dec 2019)
• Dean Matthew Flood

  IRN DMF01092

  • CF1 Director (AR) (13 Mar 2015 to 15 Mar 2016)
• Dean Shipman

  IRN DXS00004

  • [FCA CF] Manager of certification employee (since 1 Sep 2020)
• Dean Stewart Gray

  IRN DSG00003

  • CF30 Customer (22 Jun 2021 to 31 Aug 2022)
• Debbie Barton

  IRN DXB22564

  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Jan 2020 to 11 Jan 2024)
• Debbie Henden

  IRN DXH01740

  • CF1 Director (AR) (23 Dec 2011 to 1 Jul 2016)
• Debbie Patricia Stokes

  IRN DPS01139

  • CF30 Customer (15 Jul 2011 to 23 Sep 2013)
• Deborah Hughes-Beddows

  IRN DXH00272

  • CF30 Customer (1 Nov 2013 to 31 Dec 2013)
• Deborah Michelle Taylor

  IRN DXT00391

  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 14 Jan 2025)
  • [FCA CF] Client dealing (since 14 Jan 2025)

• David Howe (no longer appointed)

  FRN 801108 · Appointed 8 Feb 2018 · Until 27 Nov 2020

• John Harrison (Worksop) Limited (no longer appointed)

  FRN 800484 · Appointed 1 Feb 2018 · Until 19 Nov 2020

• BFS Accountants Ltd (no longer appointed)

  FRN 798782 · Appointed 17 Jan 2018 · Until 21 Mar 2018

• PPR Associates Ltd (no longer appointed)

  FRN 798783 · Appointed 17 Jan 2018 · Until 21 Mar 2018

• Davis & Gibbs (no longer appointed)

  FRN 479877 · Appointed 5 Jan 2018 · Until 27 Nov 2020

• Marchants Solicitors (no longer appointed)

  FRN 797751 · Appointed 3 Jan 2018 · Until 21 Mar 2018

• Unitehome Services Limited (no longer appointed)

  FRN 796917 · Appointed 20 Dec 2017 · Until 1 Dec 2020

• Gowers Limited (no longer appointed)

  FRN 796928 · Appointed 20 Dec 2017 · Until 12 Feb 2018

• Sharon Bristow Associates Limited (no longer appointed)

  FRN 796926 · Appointed 20 Dec 2017 · Until 14 Feb 2025

• Courts Accountancy Services Ltd (no longer appointed)

  FRN 794884 · Appointed 23 Nov 2017 · Until 19 Nov 2020

No changes recorded yet.