Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 21 Feb 2018)
    • Employed By (since 21 Feb 2018)
    • Employed By (23 Oct 2013 to 31 Dec 2013)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (1 Nov 2013 to 31 Dec 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (5 Oct 2010 to 25 Sep 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2003)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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