Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Ryan

    IRN NXR01143

    • CF30 Customer (25 Jan 2012 to 5 Sep 2013)
  • Nicholas Sacre-Hardy

    IRN NXS15530

    • SMF4 Chief Risk (13 Jan 2025 to 9 Mar 2026)
    • SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
    • [FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
    • SMF7 Group Entity Senior Manager (23 Jan 2023 to 15 Jun 2023)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 11 Jul 2022)
    • CF28 Systems and controls (31 Jul 2019 to 8 Dec 2019)
  • Nicholas Stopford Middlehurst

    IRN NSM00009

    • CF1 Director (AR) (29 Jan 2013 to 31 Dec 2013)
    • CF30 Customer (29 Dec 2010 to 31 Dec 2013)
  • Nicola Hadley

    IRN NJW00018

    • [FCA CF] Manager of certification employee (22 Dec 2021 to 9 May 2023)
  • Nicola Rippon

    IRN NAR01040

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 17 Jul 2023)
  • Nicola Sutcliffe

    IRN NXS01276

    • CF30 Customer (17 Sep 2015 to 16 May 2016)
  • Nigel Antony Simpson

    IRN NAS00013

    • CF1 Director (AR) (26 Jun 2019 to 7 May 2024)
  • Nigel Castle

    IRN NJC00024

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Mar 2021)
    • CF30 Customer (16 Aug 2013 to 30 Dec 2020)
    • CF1 Director (AR) (16 Aug 2013 to 21 Apr 2016)
  • Nigel Charles Smith

    IRN NCS00010

    • CF30 Customer (3 Sep 2010 to 4 Jan 2019)
  • Nigel Cinnamond

    IRN NLC00009

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 19 Jul 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.