Nicholas Stopford Middlehurst

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 May 2023)
    • CF30 Customer (since 14 Mar 2023)
    • CF1 Director (AR) (since 14 Mar 2023)
  • HERITAGE FINANCIAL PLANNING LIMITED

    FRN 994866

    • (4)Employed By (since 17 Apr 2023)
  • Astute Private Wealth Limited (no longer approved here)

    FRN 531465

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Aug 2023)
    • CF30 Customer (2 May 2019 to 27 Aug 2023)
    • CF1 Director (AR) (2 May 2019 to 10 Oct 2023)
  • Redfield (no longer approved here)

    FRN 313585

    • CF30 Customer (5 Dec 2013 to 28 Jul 2014)
    • CF1 Director (AR) (5 Dec 2013 to 28 Jul 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (29 Jan 2013 to 31 Dec 2013)
    • CF30 Customer (29 Dec 2010 to 31 Dec 2013)
  • Applewood Associates (no longer approved here)

    FRN 153612

    • (7)Employed By (23 Jan 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.