Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Alexander Jamieson

    IRN AAJ00001

    • [FCA CF] Functions requiring qualifications (14 Jul 2022 to 17 Oct 2025)
  • Andrew Bernard Thompson

    IRN ABT00006

    • Responsible for Insurance Distribution (28 Apr 2020 to 30 Jun 2020)
    • Responsibility for MCD Intermediation (28 Apr 2020 to 30 Jun 2020)
    • Responsible for Insurance Mediation (28 Apr 2020 to 30 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2020)
    • CF1 Director (1 Aug 2017 to 8 Dec 2019)
    • CF3 Chief Executive (1 Aug 2017 to 8 Dec 2019)
  • Andrew Betts

    IRN AXB00063

    • CF1 Director (AR) (2 Jun 2016 to 3 Apr 2018)
    • CF30 Customer (22 Nov 2012 to 3 Apr 2018)
  • Andrew Boiling

    IRN AJB01422

    • CF30 Customer (1 Nov 2013 to 29 Sep 2017)
    • CF4 Partner (AR) (1 Nov 2013 to 15 Sep 2017)
  • Andrew Chaplin

    IRN AXC01995

    • CF30 Customer (11 Sep 2013 to 12 Dec 2013)
  • Andrew Charles Raoul Hamilton-Burke

    IRN ACH01171

    • CF30 Customer (5 Aug 2014 to 28 Aug 2015)
  • Andrew David Bowden

    IRN ADB00008

    • CF1 Director (AR) (10 Nov 2010 to 10 Feb 2012)
  • Andrew David Willis

    IRN ADW00043

    • CF30 Customer (3 Jan 2012 to 25 Jan 2019)
  • Andrew Dennis King

    IRN ADK00005

    • CF30 Customer (17 Jul 2017 to 16 Nov 2018)
  • Andrew Donnachie

    IRN AXD00005

    • CF30 Customer (8 Apr 2015 to 25 Sep 2015)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.