Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rosemary Jackson

  IRN RXJ01526

  • CF30 Customer (1 Jun 2018 to 5 May 2020)
• Ross Andrew Bailey

  IRN RAB01358

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2025)
  • CF30 Customer (13 May 2015 to 2 Jan 2025)
• Ross Tye

  IRN RXT00086

  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
  • [FCA CF] Client dealing (since 1 Sep 2020)
• Roy Henry Perry

  IRN RHP00012

  • CF1 Director (AR) (since 5 Apr 2013)
• Royden Vivian Omario Greaves

  IRN RVG01009

  • CF30 Customer (26 Oct 2010 to 23 Nov 2010)
• Russell Green

  IRN RCG01070

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF1 Director (AR) (since 2 Jul 2018)
  • CF30 Customer (since 2 Jul 2018)
• Russell Jennison Dent

  IRN RJD00035

  • CF4 Partner (AR) (18 Aug 2011 to 18 Dec 2013)
  • CF30 Customer (18 Aug 2011 to 18 Dec 2013)
• Russell Julian St Clair Brown

  IRN RXB00040

  • CF30 Customer (16 Nov 2010 to 31 Dec 2012)
• Ruth Foulkes

  IRN RXF00077

  • CF30 Customer (6 Jun 2016 to 6 Sep 2019)
• Ruth Markland

  IRN RXM01638

  • SMF9 Chair of the Governing Body (since 1 Sep 2023)
  • SMF7 Group Entity Senior Manager (4 Feb 2021 to 31 Aug 2023)
  • CF2 Non Executive Director (25 Jun 2018 to 8 Dec 2019)

• Meridian Advice Limited (no longer appointed)

  FRN 227554 · Appointed 17 Jan 2011 · Until 28 Jan 2019

• Mortgageshield.co.uk.Limited (no longer appointed)

  FRN 456436 · Appointed 13 Jan 2011 · Until 31 Jan 2014

• Summit Financial Planning Ltd (no longer appointed)

  FRN 538551 · Appointed 31 Dec 2010 · Until 31 Dec 2013 · Tied agent

• Northern Wealth Management Ltd (no longer appointed)

  FRN 538584 · Appointed 31 Dec 2010 · Until 26 Oct 2012

• Maple Wealth Management Ltd (no longer appointed)

  FRN 538479 · Appointed 30 Dec 2010 · Until 11 Jun 2013

• Philip Clark (no longer appointed)

  FRN 538394 · Appointed 29 Dec 2010 · Until 27 Jan 2011

• William Guy Musgrave (no longer appointed)

  FRN 538335 · Appointed 24 Dec 2010 · Until 31 Dec 2012

• CMD Financial Solutions Ltd (no longer appointed)

  FRN 538333 · Appointed 24 Dec 2010 · Until 25 Aug 2011

• MD Mortgage Solutions Limited (no longer appointed)

  FRN 511595 · Appointed 23 Dec 2010 · Until 31 Jul 2012

• PDS Financial Planning Ltd (no longer appointed)

  FRN 538202 · Appointed 23 Dec 2010 · Until 2 Mar 2016

No changes recorded yet.