Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Quilter Financial Limited
FRN 497604
- CF1 Director (AR) (since 5 Apr 2013)
-
Genesis Wealth Creation Limited
FRN 597669
- (1)Employed By (since 5 Apr 2013)
-
- CF10 Compliance Oversight (20 Nov 2008 to 1 Feb 2010)
- CF11 Money Laundering Reporting (20 Nov 2008 to 24 Dec 2009)
- CF29 Significant management (20 Nov 2008 to 24 Dec 2009)
- CF30 Customer (20 Nov 2008 to 24 Dec 2009)
- CF8 Apportionment and Oversight (20 Nov 2008 to 31 Mar 2009)
- CF28 Systems and controls (20 Nov 2008 to 24 Dec 2009)
- CF1 Director (20 Nov 2008 to 24 Dec 2009)
-
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
-
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.