Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew John Fearne

  IRN AJF00029

  • CF30 Customer (2 Jan 2012 to 20 Aug 2013)
  • CF1 Director (AR) (16 Nov 2011 to 20 Aug 2013)
• Andrew John Harper

  IRN AJH01613

  • CF30 Customer (8 Apr 2013 to 7 Mar 2014)
• Andrew John Martin

  IRN AJM01460

  • CF30 Customer (22 Jun 2015 to 5 Apr 2018)
• Andrew John Page

  IRN AJP00048

  • CF30 Customer (9 Sep 2013 to 30 Jun 2014)
• Andrew John Shirley Ross

  IRN AJR01200

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2026)
• Andrew John Simpson

  IRN AXS00149

  • CF1 Director (AR) (13 Nov 2014 to 1 Jun 2018)
  • CF30 Customer (7 Feb 2014 to 1 Jun 2018)
• Andrew John Wakely

  IRN AJW00120

  • CF30 Customer (8 Feb 2016 to 16 Nov 2018)
• Andrew John Wilmot

  IRN AJW00099

  • CF1 Director (AR) (10 Jan 2012 to 31 Mar 2016)
• Andrew Latham

  IRN AML00026

  • CF30 Customer (28 Feb 2019 to 23 May 2020)
• Andrew Meade

  IRN APM00065

  • CF1 Director (AR) (15 Sep 2010 to 15 Sep 2012)
  • CF30 Customer (18 Aug 2010 to 15 Sep 2012)

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No changes recorded yet.