Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stuart Davenport

  IRN SXD02012

  • CF30 Customer (9 May 2014 to 27 Oct 2016)
• Stuart Davies

  IRN SMD01184

  • [FCA CF] Significant management (1 Sep 2020 to 30 Jun 2023)
  • [FCA CF] Manager of certification employee (1 Sep 2020 to 30 Jun 2023)
• Stuart Farrell

  IRN SXF01210

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2025)
  • CF1 Director (AR) (28 May 2015 to 2 Jan 2025)
  • CF30 Customer (15 May 2013 to 2 Jan 2025)
• Stuart Ian William McDonald

  IRN SIM01038

  • CF1 Director (AR) (3 Dec 2014 to 2 Jun 2015)
• Stuart James Geard

  IRN SJG01233

  • SMF3 Executive Director (since 1 Jun 2024)
  • [FCA CF] Significant management (19 Apr 2024 to 31 Jul 2024)
• Stuart Macey Barrett

  IRN SMB01131

  • CF30 Customer (30 May 2015 to 11 May 2018)
• Stuart Mitchell

  IRN SXM00275

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 May 2023)
• Stuart Reilly

  IRN SXR00110

  • CF30 Customer (1 Jul 2016 to 16 Nov 2018)
• Stuart Walton

  IRN SXW00148

  • 11. Pension transfer specialist
  • [FCA CF] Manager of certification employee (since 17 Apr 2023)
  • [FCA CF] Client dealing (since 1 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
• Subramaniam Thanapala Kumaran

  IRN STK00003

  • CF30 Customer (7 Dec 2009 to 5 Dec 2011)

• Andrew Sweeney (no longer appointed)

  FRN 571577 · Appointed 20 Dec 2011 · Until 2 Mar 2016

• Bright Blue Independent Limited (no longer appointed)

  FRN 571356 · Appointed 19 Dec 2011 · Until 5 Apr 2016

• Martin Jones (no longer appointed)

  FRN 570946 · Appointed 13 Dec 2011 · Until 4 Apr 2018

• Finance Surgery Limited (no longer appointed)

  FRN 570834 · Appointed 12 Dec 2011 · Until 5 Oct 2012

• Williams & Pomphrett (no longer appointed)

  FRN 570250 · Appointed 1 Dec 2011 · Until 3 Aug 2015

• Cowie Financial Services (no longer appointed)

  FRN 570110 · Appointed 30 Nov 2011 · Until 25 Sep 2017

• W P Property Finance Limited (no longer appointed)

  FRN 570088 · Appointed 30 Nov 2011 · Until 5 Jul 2017

• Darwin Wealth Management Ltd (no longer appointed)

  FRN 569771 · Appointed 25 Nov 2011 · Until 31 Dec 2013

• Henden Independent Financial Advisers Limited (no longer appointed)

  FRN 569643 · Appointed 24 Nov 2011 · Until 31 Oct 2016

• Millfield Capital Limited (no longer appointed)

  FRN 569624 · Appointed 23 Nov 2011 · Until 25 Sep 2017

No changes recorded yet.