Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hoxton Wealth (UK) Ltd
FRN 586130
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 24 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
- SMF3 Executive Director (1 Jun 2025 to 3 Feb 2026)
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- CF1 Director (AR) (3 Dec 2014 to 2 Jun 2015)
Recent activity
Updates to this individual's record on the FCA register.
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