Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 14 Jan 2026)
    • CF30 Customer (since 14 Jan 2026)
    • Appointed representative dealing with clients for which they require qualification (8 Jan 2025 to 9 Jan 2025)
    • (3)Employed By (since 14 Jan 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 8 Jan 2025)
    • CF1 Director (AR) (since 8 Nov 2024)
    • CF30 Customer (since 8 Nov 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2025)
    • CF1 Director (AR) (28 May 2015 to 2 Jan 2025)
    • CF30 Customer (15 May 2013 to 2 Jan 2025)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (5 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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