Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Guy Price

    IRN NGP00007

    • CF30 Customer (1 May 2020 to 30 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Dec 2020)
  • Nicholas James Leighton

    IRN NJL00008

    • CF30 Customer (2 Feb 2012 to 31 Dec 2012)
  • Nicholas James Paling

    IRN NJP01157

    • CF30 Customer (4 Nov 2010 to 23 Nov 2010)
  • Nicholas Jenner

    IRN NXJ01160

    • CF30 Customer (29 Jan 2020 to 31 Jan 2025)
    • CF1 Director (AR) (29 Jan 2020 to 7 Nov 2022)
    • CF4 Partner (AR) (29 Jan 2020 to 31 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (29 Jan 2020 to 31 Jan 2025)
  • Nicholas John Drew

    IRN NJD01113

    • CF30 Customer (8 Jan 2018 to 16 Nov 2018)
  • Nicholas John Greed

    IRN NJG00056

    • CF30 Customer (2 Feb 2015 to 15 Dec 2015)
  • Nicholas Jones

    IRN NXJ00070

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Oct 2021)
  • Nicholas Marshall

    IRN NXM01700

    • CF30 Customer (25 Jan 2013 to 8 Jan 2014)
  • Nicholas Peter Godfrey

    IRN NXG24713

    • SMF24 Chief Operations (17 Feb 2020 to 17 May 2020)
  • Nicholas Rawson

    IRN NXR01351

    • CF1 Director (AR) (10 Dec 2019 to 7 Nov 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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