Nicholas James Paling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Jun 2017)
    • CF30 Customer (since 14 Jun 2017)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 21 Jun 2017)
  • Motus Financial Planning Ltd

    FRN 779811

    • (3)Employed By (since 14 Jun 2017)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (9 Mar 2011 to 31 Dec 2016)
    • CF30 Customer (28 Sep 2010 to 9 Jun 2017)
  • The Penny Group Ltd (no longer approved here)

    FRN 536216

    • (35)Employed By (22 Nov 2010 to 9 Jun 2017)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (4 Nov 2010 to 23 Nov 2010)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (4 Nov 2010 to 23 Nov 2010)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (28 Sep 2010 to 21 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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