Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin Francis Power

    IRN KXP00049

    • CF30 Customer (23 Jul 2010 to 17 Aug 2011)
  • Kevin James Rogers

    IRN KJR00008

    • CF1 Director (AR) (12 Aug 2011 to 31 Mar 2014)
    • CF30 Customer (12 Aug 2011 to 31 Mar 2014)
  • Kevin John Purnell

    IRN KJP00030

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Dec 2020)
    • CF1 Director (AR) (28 Apr 2017 to 30 Dec 2020)
    • CF30 Customer (7 Nov 2012 to 30 Dec 2020)
  • Kevin O'Neill

    IRN KXO00009

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (25 Jun 2015 to 29 Apr 2022)
  • Kevin Stephen Lee-Crossett

    IRN KSC01035

    • [FCA CF] Significant management (since 1 Jul 2020)
    • [FCA CF] Manager of certification employee (since 1 Jul 2020)
  • Kevin Tueart

    IRN KXT00007

    • Appointed representative dealing with clients for which they require qualification (26 Sep 2022 to 2 Jan 2024)
    • CF30 Customer (9 Sep 2022 to 2 Jan 2024)
  • Kevin Yim

    IRN KXY11487

    • Appointed representative dealing with clients for which they require qualification (13 Nov 2020 to 31 Jan 2022)
    • CF30 Customer (10 Nov 2020 to 31 Jan 2022)
  • Kieran Francis McKillop

    IRN KXM00072

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2024)
    • CF30 Customer (7 Jun 2013 to 31 Oct 2024)
  • Kirsty Hatton

    IRN KXH00065

    • [FCA CF] Manager of certification employee (since 1 Sep 2020)
  • Kulsum Begum

    IRN KXB01804

    • CF30 Customer (31 Mar 2017 to 2 Mar 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.