Kevin Yim

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Wealth Management Limited

    FRN 188596

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (8 Apr 2022 to 9 Jul 2025)
    • CF30 Customer (16 Feb 2022 to 9 Jul 2025)
  • SeventySeven Wealth Management Limited (no longer approved here)

    FRN 623059

    • (6)Employed By (16 Feb 2022 to 9 Jul 2025)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (13 Nov 2020 to 31 Jan 2022)
    • CF30 Customer (10 Nov 2020 to 31 Jan 2022)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (12)Employed By (10 Nov 2020 to 31 Jan 2022)
  • Blackstone Moregate Limited (no longer approved here)

    FRN 459051

    • CF30 Customer (14 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.