Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 5 Oct 2022)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • Appointed representative dealing with clients for which they require qualification (16 May 2022 to 30 May 2022)
    • [FCA CF] Client dealing (16 May 2022 to 28 Sep 2022)
    • [FCA CF] Functions requiring qualifications (16 May 2022 to 28 Sep 2022)
    • CF30 Customer (25 Mar 2022 to 30 May 2022)
  • Blue Ocean Independent Financial Planning Ltd (no longer approved here)

    FRN 835512

    • Employed By (25 Mar 2022 to 30 May 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (31 Mar 2017 to 2 Mar 2018)
  • Alexander House Financial Services Limited (no longer approved here)

    FRN 601371

    • Employed By (31 Mar 2017 to 2 Mar 2018)
  • Timber Finance Limited (no longer approved here)

    FRN 626288

    • Employed By (31 Mar 2017 to 2 Mar 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (29 May 2014 to 5 May 2017)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (229)Employed By (29 May 2014 to 5 May 2017)

Recent activity

Updates to this individual's record on the FCA register.

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