Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lewis Baxter

  IRN LCB01059

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Aug 2025)
  • CF1 Director (AR) (22 Jun 2015 to 29 Aug 2025)
  • CF30 Customer (15 Nov 2010 to 29 Aug 2025)
• Lewis Harvey

  IRN LXH00486

  • [FCA CF] Significant management (21 Aug 2023 to 20 Sep 2024)
• Liam Brown

  IRN LXB01979

  • [FCA CF] Functions requiring qualifications (7 Dec 2022 to 9 Jan 2024)
  • [FCA CF] Client dealing (7 Dec 2022 to 9 Jan 2024)
• Liam David Butchers

  IRN LDB01052

  • CF30 Customer (4 Apr 2017 to 16 Nov 2018)
• Linda Fleming

  IRN LXF01199

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Mar 2023)
  • CF30 Customer (3 Jul 2015 to 2 Mar 2023)
• Linda Frances Wood

  IRN LFW01017

  • CF1 Director (AR) (12 Apr 2010 to 10 May 2010)
• Linda Hopson

  IRN LXH01419

  • CF1 Director (AR) (17 Jul 2015 to 21 Apr 2016)
  • CF4 Partner (AR) (23 Dec 2010 to 21 Mar 2014)
• Linda Ruth Wilson

  IRN LRW01016

  • CF4 Partner (AR) (26 Aug 2010 to 29 Aug 2014)
• Lindsey Cannon

  IRN LMC01066

  • [FCA CF] Manager of certification employee (since 1 Sep 2020)
• Lindsey Robson

  IRN LJR00003

  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 1 Apr 2025)
  • [FCA CF] Client dealing (1 Sep 2020 to 1 Apr 2025)

• Be Money Savvy Ltd (no longer appointed)

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• Parker Castle Limited (no longer appointed)

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• Brightside Financial Planning LLP (no longer appointed)

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• Harcourt Financial Planners Limited (no longer appointed)

  FRN 603707 · Appointed 4 Jul 2013 · Until 10 Apr 2018

• Kingsley James Financial Planning Ltd (no longer appointed)

  FRN 602858 · Appointed 21 Jun 2013 · Until 8 Nov 2017

• Helpful Insurance Services Limited (no longer appointed)

  FRN 602495 · Appointed 12 Jun 2013 · Until 28 Sep 2017

• Campbell Alexander Financial Management Ltd (no longer appointed)

  FRN 602303 · Appointed 7 Jun 2013 · Until 30 Sep 2018

• HK Financial Solutions Limited (no longer appointed)

  FRN 598290 · Appointed 2 Apr 2013 · Until 21 Oct 2016

• Ronald Middleton (no longer appointed)

  FRN 598307 · Appointed 2 Apr 2013 · Until 10 Feb 2014

• Harmer Financial Services Limited (no longer appointed)

  FRN 597956 · Appointed 26 Mar 2013 · Until 13 Sep 2016

No changes recorded yet.