Liam David Butchers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Continuum (Financial Services) LLP

    FRN 802331

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 17 Jun 2020)
    • [FCA CF] Client dealing (since 17 Jun 2020)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (4 Apr 2017 to 16 Nov 2018)
  • Continuum (Financial Services) LLP (no longer approved here)

    FRN 617867

    • Employed By (4 Apr 2017 to 16 Nov 2018)
  • Wardour Financial Planners Ltd (no longer approved here)

    FRN 739963

    • CF30 Customer (5 Oct 2016 to 4 Apr 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (7 May 2015 to 30 Sep 2016)
  • Wardour Investments LLP (no longer approved here)

    FRN 586903

    • Employed By (29 Apr 2015 to 30 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

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