Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lee Darren Gleave

  IRN LXG01313

  • CF30 Customer (18 Jul 2011 to 12 Dec 2013)
• Lee Malin

  IRN LXM23709

  • CF1 Director (AR) (since 15 Nov 2019)
• Lee Stephenson

  IRN SXL01441

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 26 Jun 2019)
• Lee White

  IRN LXW00026

  • CF30 Customer (8 Aug 2014 to 5 Oct 2015)
• Leonard Broom

  IRN LXB00799

  • Appointed representative dealing with clients for which they require qualification (9 Jul 2025 to 22 Oct 2025)
  • CF30 Customer (5 Jul 2025 to 22 Oct 2025)
• Leonardus Adriaan Deist

  IRN LXD24624

  • SMF24 Chief Operations (20 Apr 2020 to 30 Sep 2022)
• Les Stephen Conway

  IRN LSC00002

  • CF30 Customer (3 Sep 2010 to 7 Dec 2018)
  • CF1 Director (AR) (3 Sep 2010 to 7 Dec 2018)
• Lesley Allon

  IRN LXA00046

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Mar 2023)
• Lesley Vitty

  IRN LXV00013

  • [FCA CF] Manager of certification employee (since 17 Jan 2024)
  • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
• Leslie Jackson

  IRN LTJ00002

  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 25 Feb 2021)
  • [FCA CF] Client dealing (1 Sep 2020 to 25 Feb 2021)

• Be Money Savvy Ltd (no longer appointed)

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• Parker Castle Limited (no longer appointed)

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• Brightside Financial Planning LLP (no longer appointed)

  FRN 603923 · Appointed 8 Jul 2013 · Until 14 Mar 2024

• Harcourt Financial Planners Limited (no longer appointed)

  FRN 603707 · Appointed 4 Jul 2013 · Until 10 Apr 2018

• Kingsley James Financial Planning Ltd (no longer appointed)

  FRN 602858 · Appointed 21 Jun 2013 · Until 8 Nov 2017

• Helpful Insurance Services Limited (no longer appointed)

  FRN 602495 · Appointed 12 Jun 2013 · Until 28 Sep 2017

• Campbell Alexander Financial Management Ltd (no longer appointed)

  FRN 602303 · Appointed 7 Jun 2013 · Until 30 Sep 2018

• HK Financial Solutions Limited (no longer appointed)

  FRN 598290 · Appointed 2 Apr 2013 · Until 21 Oct 2016

• Ronald Middleton (no longer appointed)

  FRN 598307 · Appointed 2 Apr 2013 · Until 10 Feb 2014

• Harmer Financial Services Limited (no longer appointed)

  FRN 597956 · Appointed 26 Mar 2013 · Until 13 Sep 2016

No changes recorded yet.