Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 4 Mar 2026)
    • CF1 Director (AR) (since 25 Feb 2026)
    • CF30 Customer (since 25 Feb 2026)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 21 Feb 2022)
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2022)
    • [FCA CF] Client dealing (since 21 Feb 2022)
    • CF30 Customer (5 Jan 2024 to 5 Mar 2026)
    • CF1 Director (AR) (5 Jan 2024 to 5 Mar 2026)
    • SMF3 (AR) Executive Director function (20 May 2022 to 5 Jan 2024)
    • (1)Employed By (since 24 May 2019)
    • (1)Employed By (17 Jul 2017 to 29 Mar 2019)
  • Moneytree Wealth Management Ltd (no longer approved here)

    FRN 537029

    • (16)Employed By (28 Jan 2014 to 15 May 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (18 Jul 2011 to 12 Dec 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (3 Sep 2010 to 20 Apr 2011)
  • Maple Leaf Consulting Ltd (no longer approved here)

    FRN 491743

    • (7)Employed By (3 Sep 2010 to 20 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

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