Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Connacher

  IRN IXC00048

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 9 Sep 2022)
• Ian Cowie

  IRN IXC00046

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
• Ian David Nesbitt

  IRN IDN00002

  • CF30 Customer (28 Oct 2010 to 31 May 2017)
• Ian Davidson Watters

  IRN IDW00010

  • CF30 Customer (2 Jan 2012 to 31 Mar 2014)
• Ian Gordon Caplan

  IRN IGC00003

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2021)
  • CF30 Customer (17 Feb 2012 to 30 Apr 2021)
• Ian Horpe

  IRN IDH00012

  • [FCA CF] Manager of certification employee (20 May 2021 to 30 Apr 2022)
• Ian Hulmes

  IRN IXH00014

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 16 Feb 2023)
  • CF4 Partner (AR) (since 2 Jun 2020)
  • CF30 Customer (since 19 Jun 2014)
• Ian Johnstone

  IRN IXJ00010

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
  • CF30 Customer (4 Feb 2010 to 1 Apr 2021)
• Ian Leighton Sherlock

  IRN ILS00001

  • Appointed representative dealing with clients for which they require qualification (27 Mar 2023 to 22 Aug 2025)
  • CF30 Customer (6 Mar 2023 to 22 Aug 2025)
• Ian Robinson

  IRN IXR01105

  • [FCA CF] Client dealing (1 Sep 2020 to 2 Sep 2020)
  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Sep 2020)

• Be Money Savvy Ltd (no longer appointed)

  FRN 602097 · Appointed 12 Sep 2013 · Until 31 Oct 2016

• Parker Castle Limited (no longer appointed)

  FRN 163031 · Appointed 23 Jul 2013 · Until 12 Mar 2021

• Brightside Financial Planning LLP (no longer appointed)

  FRN 603923 · Appointed 8 Jul 2013 · Until 14 Mar 2024

• Harcourt Financial Planners Limited (no longer appointed)

  FRN 603707 · Appointed 4 Jul 2013 · Until 10 Apr 2018

• Kingsley James Financial Planning Ltd (no longer appointed)

  FRN 602858 · Appointed 21 Jun 2013 · Until 8 Nov 2017

• Helpful Insurance Services Limited (no longer appointed)

  FRN 602495 · Appointed 12 Jun 2013 · Until 28 Sep 2017

• Campbell Alexander Financial Management Ltd (no longer appointed)

  FRN 602303 · Appointed 7 Jun 2013 · Until 30 Sep 2018

• HK Financial Solutions Limited (no longer appointed)

  FRN 598290 · Appointed 2 Apr 2013 · Until 21 Oct 2016

• Ronald Middleton (no longer appointed)

  FRN 598307 · Appointed 2 Apr 2013 · Until 10 Feb 2014

• Harmer Financial Services Limited (no longer appointed)

  FRN 597956 · Appointed 26 Mar 2013 · Until 13 Sep 2016

No changes recorded yet.