Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Client dealing (1 Sep 2020 to 2 Sep 2020)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Sep 2020)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • [FCA CF] Client dealing (1 Sep 2020 to 2 Sep 2020)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Sep 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • [FCA CF] Client dealing (1 Sep 2020 to 2 Sep 2020)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Sep 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • [FCA CF] Client dealing (1 Sep 2020 to 2 Sep 2020)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Sep 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • [FCA CF] Client dealing (1 Sep 2020 to 2 Sep 2020)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Sep 2020)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Sep 2020)
    • [FCA CF] Client dealing (1 Sep 2020 to 2 Sep 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (3 Nov 2008 to 30 Dec 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (8 Nov 2005 to 26 May 2006)
    • CF22 Investment Adviser (Trainee) (14 Sep 2004 to 8 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.