Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Sep 2020 to 2 Sep 2020)
- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Sep 2020)
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- [FCA CF] Client dealing (1 Sep 2020 to 2 Sep 2020)
- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Sep 2020)
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- [FCA CF] Client dealing (1 Sep 2020 to 2 Sep 2020)
- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Sep 2020)
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- [FCA CF] Client dealing (1 Sep 2020 to 2 Sep 2020)
- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Sep 2020)
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- [FCA CF] Client dealing (1 Sep 2020 to 2 Sep 2020)
- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Sep 2020)
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- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 2 Sep 2020)
- [FCA CF] Client dealing (1 Sep 2020 to 2 Sep 2020)
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- CF30 Customer (3 Nov 2008 to 30 Dec 2011)
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- CF21 Investment Adviser (8 Nov 2005 to 26 May 2006)
- CF22 Investment Adviser (Trainee) (14 Sep 2004 to 8 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.