Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (3)Employed By (since 29 Dec 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 26 May 2017)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (28 Oct 2010 to 31 May 2017)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (28 Oct 2010 to 4 Feb 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 23 Nov 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • GCA Financial Planning Ltd (no longer approved here)

    FRN 216242

    • (12)Employed By (1 Dec 2001 to 10 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.