Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kamlesh Patel

  IRN KXP00056

  • CF1 Director (AR) (5 Jan 2011 to 27 Nov 2013)
  • CF30 Customer (5 Jan 2011 to 27 Nov 2013)
• Karen Fiona Robertson

  IRN KFR01018

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Apr 2024)
  • CF30 Customer (2 Nov 2011 to 2 Apr 2024)
• Karen Jane Norvell

  IRN KJN01027

  • CF30 Customer (12 May 2014 to 10 Aug 2015)
• Karen Sara Coren

  IRN KSC00001

  • CF30 Customer (26 Nov 2010 to 29 Nov 2010)
• Karen Williamson

  IRN KXW00070

  • [FCA CF] Manager of certification employee (1 Sep 2020 to 3 Jan 2022)
• Karen-Lee Cooper

  IRN KXG00073

  • CF30 Customer (16 Apr 2014 to 6 Nov 2015)
• Karin Alexandra Cook

  IRN KAC01094

  • SMF24 Chief Operations (18 May 2021 to 30 Sep 2024)
  • SMF3 Executive Director (18 May 2021 to 9 Sep 2021)
  • SMF7 Group Entity Senior Manager (9 Dec 2019 to 18 May 2021)
  • CF1 Director (29 Aug 2019 to 8 Dec 2019)
  • CF29 Significant management (2 Jan 2019 to 29 Aug 2019)
• Karl John Edwards

  IRN KJE01020

  • CF1 Director (AR) (11 May 2010 to 23 Nov 2012)
  • CF30 Customer (3 Dec 2009 to 23 Nov 2012)
• Karl Steffan Griffin

  IRN KSG01046

  • CF1 Director (AR) (28 Jul 2015 to 12 Oct 2016)
• Kate Pedler

  IRN KXP01264

  • CF30 Customer (15 Jan 2014 to 1 Aug 2014)

• Mackintosh Beardsley Wealth Management Limited (no longer appointed)

  FRN 627336 · Appointed 20 Oct 2014 · Until 31 Dec 2019 · Tied agent

• Cobalt Wealth Limited (no longer appointed)

  FRN 649241 · Appointed 9 Oct 2014 · Until 1 Jun 2018

• Argentous Private Clients Ltd (no longer appointed)

  FRN 646683 · Appointed 16 Sep 2014 · Until 18 Sep 2014

• Bespoke Wealth Solutions Limited (no longer appointed)

  FRN 605941 · Appointed 26 Aug 2014 · Until 31 Oct 2016

• Next Jump Limited (no longer appointed)

  FRN 629094 · Appointed 20 Aug 2014 · Until 16 Nov 2018

• Packenham Limited (no longer appointed)

  FRN 628175 · Appointed 14 Jul 2014 · Until 18 May 2019

• Alexander House Financial Services Limited (no longer appointed)

  FRN 601371 · Appointed 9 Jul 2014 · Until 22 Aug 2025

• John Hall (no longer appointed)

  FRN 153121 · Appointed 7 Jul 2014 · Until 31 Oct 2016

• Donald S Finlayson (no longer appointed)

  FRN 626886 · Appointed 27 Jun 2014 · Until 14 Jan 2015

• Timber Finance Limited (no longer appointed)

  FRN 626288 · Appointed 20 Jun 2014 · Until 21 Mar 2018

No changes recorded yet.