Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Richard Wood

    IRN SXW00065

    • CF1 Director (AR) (24 May 2017 to 4 Sep 2020)
    • CF30 Customer (24 May 2017 to 4 Sep 2020)
  • Steven Talbot

    IRN SXT00107

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 13 Feb 2023)
    • [FCA CF] Client dealing (1 Sep 2020 to 13 Feb 2023)
  • Stewart Samuel Ballingall

    IRN SSB01029

    • CF30 Customer (26 Jul 2010 to 31 Dec 2012)
  • Stuart Angus

    IRN SXA00049

    • CF30 Customer (7 May 2014 to 30 Dec 2020)
  • Stuart Anthony

    IRN SJA01203

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Apr 2023)
    • CF30 Customer (22 Apr 2016 to 11 Apr 2023)
  • Stuart Campbell

    IRN SXC00234

    • [FCA CF] Manager of certification employee (since 22 May 2024)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 20 Oct 2023)
  • Stuart Christopher Adams

    IRN SCA01040

    • CF30 Customer (30 Mar 2012 to 20 Mar 2018)
  • Stuart Crawford McCallum

    IRN SXM00149

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jul 2022)
    • CF30 Customer (24 Sep 2010 to 28 Jul 2022)
    • CF1 Director (AR) (24 Sep 2010 to 28 Jul 2022)
  • Stuart Cresswell

    IRN SXC02018

    • CF1 Director (AR) (19 Nov 2014 to 6 Jun 2017)
    • CF1 Director (30 Jul 2009 to 18 Oct 2013)
  • Stuart Cross

    IRN SNC00010

    • [FCA CF] Significant management (1 Sep 2020 to 5 Apr 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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