Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (57)Employed By (since 7 May 2025)
    • (1)Employed By (since 3 Apr 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Sep 2020)
    • Appointed representative dealing with clients for which they require qualification (since 4 Sep 2020)
    • CF30 Customer (since 3 Aug 2020)
    • CF1 Director (AR) (3 Aug 2020 to 20 Jul 2023)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (24 May 2017 to 4 Sep 2020)
    • CF30 Customer (24 May 2017 to 4 Sep 2020)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (10 Mar 2009 to 28 Feb 2014)
    • CF30 Customer (10 Mar 2009 to 21 May 2017)
  • Select Financial Management Ltd (no longer approved here)

    FRN 216348

    • (6)Employed By (26 Oct 2004 to 12 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

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