Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (since 29 Jul 2022)
    • CF1 Director (AR) (since 18 Mar 2022)
    • CF30 Customer (since 18 Mar 2022)
    • Employed By (since 18 Mar 2022)
    • Employed By (24 Sep 2010 to 4 Aug 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jul 2022)
    • CF30 Customer (24 Sep 2010 to 28 Jul 2022)
    • CF1 Director (AR) (24 Sep 2010 to 28 Jul 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 11 Oct 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Jun 2005 to 11 Oct 2010)
  • Thomson McCallum Financial Consultancy (no longer approved here)

    FRN 209496

    • (6)Employed By (8 Feb 2002 to 11 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

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