Date authorised
29 June 2016
Companies House
09738386
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    10-11 Park Place
    London
    SW1A 1LP
    UNITED KINGDOM
    Phone
    +442078455409
  • Complaints Contact

    1st Floor
    10-11 Park Place
    London
    SW1A 1LP
    UNITED KINGDOM
    Phone
    +442078455409

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Giorgio Rosati

    IRN GXR01315

    • [FCA CF] Client dealing (since 5 Nov 2021)
  • Griffith James Morgan

    IRN GXM00574

    • [FCA CF] Client dealing (31 May 2023 to 18 Mar 2025)
  • Hugh Simon Preston

    IRN HSP01028

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Oct 2024)
    • CF30 Customer (25 Sep 2018 to 8 Dec 2019)
  • James Edward Wright

    IRN JEW01142

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2020)
    • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
  • James Robert Coleman

    IRN JRC01121

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (29 Jun 2016 to 8 Dec 2019)
    • CF3 Chief Executive (29 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (29 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Jun 2016 to 8 Dec 2019)
    • CF1 Director (29 Jun 2016 to 8 Dec 2019)
  • Jean Sylvain Reiminger

    IRN JSR01112

    • CF30 Customer (7 Sep 2016 to 26 Jul 2018)
  • Kristofer Erik Svennas

    IRN KES01061

    • [FCA CF] Client dealing (11 Apr 2024 to 15 Sep 2025)
  • Loïc Stéphane Bourdonnec

    IRN LXB00414

    • [FCA CF] Client dealing (8 Mar 2022 to 24 May 2023)
  • Lucy Yiannoulla Pittas

    IRN LYP01001

    • CF30 Customer (29 Jun 2016 to 3 Apr 2018)
  • Luke Edward Lawson Sanders

    IRN LES01042

    • CF30 Customer (29 Jun 2016 to 10 Mar 2017)
    • CF1 Director (29 Jun 2016 to 10 Mar 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.