Date authorised
1 April 2013
Companies House
03911171
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Lloyd's Avenue
    5th Floor
    London
    EC3M 5DJ
    UNITED KINGDOM
    Phone
    +4402074594804
  • Complaints Contact

    1 Lloyd's Avenue
    5th Floor
    London
    EC3M 5DJ
    UNITED KINGDOM
    Phone
    +4402074594804

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

  • Debt Advice

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Martin Eugene Hill

    IRN RMH01116

    • CF1 Director (AR) (29 Mar 2011 to 2 Mar 2018)
  • Rob Barry Maytum

    IRN RXM00930

    • SMF3 Executive Director (since 8 Dec 2023)
  • Robert Anthony Wood

    IRN RAW01134

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 7 Apr 2021)
    • CF1 Director (AR) (16 Aug 2013 to 8 Dec 2019)
  • Robert Austin Guest

    IRN RAG01047

    • SMF3 Executive Director (27 Aug 2024 to 9 Feb 2026)
    • SMF16 Compliance Oversight (27 Aug 2024 to 9 Feb 2026)
  • Robert Douglas Bennett

    IRN RDB01107

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 4 Feb 2021)
    • CF1 Director (AR) (30 Jul 2012 to 8 Dec 2019)
  • Robert Terence Ralf

    IRN RTR01028

    • Responsible for Insurance Distribution (18 Dec 2023 to 31 Mar 2026)
    • SMF3 Executive Director (18 Dec 2023 to 31 Mar 2026)
    • SMF1 Chief Executive (18 Dec 2023 to 31 Mar 2026)
  • Roger William Colling-Morgan

    IRN RXC01517

    • CF1 Director (AR) (26 Oct 2012 to 23 Sep 2013)
  • Russel Kitchin

    IRN RXK01248

    • CF1 Director (17 Mar 2016 to 13 Feb 2019)
  • Russell John Dadson

    IRN RJD01150

    • CF1 Director (AR) (4 Feb 2022 to 26 Sep 2022)
  • Sarah Anne Dadson

    IRN SAD01069

    • CF2 Non Executive Director (AR) (4 Feb 2022 to 26 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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