Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 26 Nov 2021)
    • SMF3 (AR) Executive Director function (since 7 Nov 2021)
  • QRG BROKERS LIMITED (no longer approved here)

    FRN 309576

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 4 Feb 2021)
    • CF1 Director (AR) (30 Jul 2012 to 8 Dec 2019)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • CF1 Director (AR) (30 Jul 2012 to 3 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

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