QI Financial Solutions Limited

• Principal Place of Business

  42A Tamworth Road

  Croydon

  Surrey

  CR0 1XU

  UNITED KINGDOM

  Phone

  +4402086553322

  Web

  https://www.qifinancialsolutions.co.uk

• Complaints Contact

  42A Tamworth Road

  Croydon

  Surrey

  CR0 1XU

  UNITED KINGDOM

  Phone

  +4402086553322

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice, buy-to-let mortgages and second charge mortgages.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• David Robert Chamberlain

  IRN DRC00075

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 May 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2023)
  • SMF3 Executive Director (9 Dec 2019 to 26 May 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 May 2023)
  • CF1 Director (27 Nov 2017 to 8 Dec 2019)
  • CF30 Customer (5 Dec 2016 to 8 Dec 2019)
• Deborah Jane Holloway

  IRN DXH00439

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 12 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 12 Jul 2021)
• Derek Cooke

  IRN DXC00160

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Mar 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Sep 2004 to 21 Mar 2007)
• Elizabeth Crofts

  IRN EXC00050

  • CF2 Non Executive Director (1 Dec 2001 to 9 May 2016)
• Jacqueline Bloom

  IRN JXM02763

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 14 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 14 Jul 2025)
• Karl Johan Lindqvist

  IRN KXL00291

  • Director of firm who is not a certification employee or a SMF manager (since 19 Dec 2024)
• Neville Andrew Lloyd Crofts

  IRN NAC00004

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 9 May 2016)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 9 May 2016)
  • CF1 Director (1 Dec 2001 to 9 May 2016)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 9 May 2016)
• Paul James Annys

  IRN PJA01143

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 9A. Advising on P2P agreements
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 17 Jun 2016)
  • Responsible for Insurance Mediation (17 Aug 2016 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (17 Jun 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Jun 2016 to 8 Dec 2019)
  • CF1 Director (7 May 2014 to 8 Dec 2019)
  • CF30 Customer (22 Nov 2013 to 8 Dec 2019)
• Ross Trevor Crake

  IRN RTC01043

  • CF30 Customer (17 Oct 2016 to 31 May 2018)
• Timothy Fairbairn Rea

  IRN TFR01004

  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF3 Executive Director (since 9 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Jan 2019 to 8 Dec 2019)

• SBS Financial Services Community Interest Company (no longer appointed)

  FRN 820299 · Appointed 10 Sep 2018 · Until 6 Jul 2020

• Failsworth & Hollinwood Independent Mortgages Ltd (no longer appointed)

  FRN 612274 · Appointed 27 Dec 2013 · Until 5 Apr 2018

No changes recorded yet.