Ross Trevor Crake

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Osprey Wealth Management Limited

    FRN 922494

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Aug 2020)
    • SMF3 Executive Director (since 5 Aug 2020)
    • [FCA CF] Client dealing (since 5 Aug 2020)
    • Responsible for Insurance Distribution (since 5 Aug 2020)
    • SMF16 Compliance Oversight (since 5 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Aug 2020)
  • AIS Pensions LLP (no longer approved here)

    FRN 748172

    • CF30 Customer (5 Jun 2018 to 8 Dec 2019)
  • QI Financial Solutions Limited (no longer approved here)

    FRN 162408

    • CF30 Customer (17 Oct 2016 to 31 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.