Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 26 Jul 2024)
    • CF1 Director (AR) (since 14 Jul 2024)
    • CF30 Customer (since 14 Jul 2024)
    • Employed By (since 14 Jul 2024)
  • Grange Financial Planning Ltd (no longer approved here)

    FRN 596063

    • [FCA CF] Client dealing (1 Jun 2023 to 15 Jul 2024)
    • [FCA CF] Functions requiring qualifications (1 Jun 2023 to 15 Jul 2024)
  • QI Financial Solutions Limited (no longer approved here)

    FRN 162408

    • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 26 May 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 May 2023)
    • CF1 Director (27 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (5 Dec 2016 to 8 Dec 2019)
  • Friends Provident Pension Solutions Direct Limited (no longer approved here)

    FRN 201586

    • (44)Employed By (12 Mar 2009 to 5 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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