QDOS BROKER AND UNDERWRITING SERVICES LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Aaron Lewis Yates
IRN ALY01008
- CF1 Director (AR) (14 Sep 2012 to 31 Aug 2015)
Adrienne Massey-Thoday
IRN AXM03410
- CF1 Director (AR) (13 Sep 2012 to 30 Jun 2018)
Alasdair Iain McGill
IRN AIM01036
- CF1 Director (AR) (28 Jan 2010 to 14 Dec 2016)
Alexander George Robertson
IRN AGR00024
- CF1 Director (AR) (22 Jun 2007 to 1 Feb 2010)
Alexander Philip Spendley
IRN APS01206
- CF1 Director (AR) (6 Feb 2014 to 27 May 2015)
Alfred Alastair Gordon
IRN AAG01073
- CF3 Chief Executive (AR) (31 Oct 2013 to 6 Sep 2016)
- CF1 Director (AR) (18 Oct 2013 to 26 Sep 2014)
Alison McDonald
IRN AJK01154
- CF1 Director (AR) (1 Feb 2010 to 25 Aug 2010)
Allan Lyall
IRN AXL01929
- CF1 Director (AR) (15 Apr 2014 to 20 Jul 2015)
Alun Davies
IRN AXD01611
- CF4 Partner (AR) (16 May 2007 to 23 Apr 2010)
Amanda Jane Branston
IRN AJB01689
- CF28 Systems and controls (25 Aug 2009 to 13 Dec 2016)
- CF10 Compliance Oversight (25 Aug 2009 to 13 Dec 2016)
- CF11 Money Laundering Reporting (25 Aug 2009 to 21 Feb 2011)

Smaller firms operating under this firm's FCA authorisation.

Vantage Tax Fee Protection Limited (no longer appointed)
FRN 625811 · Appointed 17 Jun 2014 · Until 30 Jun 2018
Adroit Accountax Ltd (no longer appointed)
FRN 624672 · Appointed 2 Jun 2014 · Until 12 Oct 2021
Qdos Accounting Limited (no longer appointed)
FRN 621563 · Appointed 17 Apr 2014 · Until 5 Dec 2016
Indigo Lighthouse Solutions Europe Ltd (no longer appointed)
FRN 621123 · Appointed 14 Apr 2014 · Until 21 Jul 2015
Searches UK Ltd (no longer appointed)
FRN 516213 · Appointed 20 Mar 2014 · Until 30 Jun 2018
Nasa Accountants Limited (no longer appointed)
FRN 613643 · Appointed 27 Jan 2014 · Until 28 Jul 2015
Clear Accountancy Solutions Ltd (no longer appointed)
FRN 613390 · Appointed 21 Jan 2014 · Until 27 Jan 2017
Russell Bowker (no longer appointed)
FRN 471467 · Appointed 29 Nov 2013 · Until 4 Feb 2015
PaperRocket Accounting Limited (no longer appointed)
FRN 610527 · Appointed 19 Nov 2013 · Until 21 Oct 2020
Contractor Finserv Ltd (no longer appointed)
FRN 608870 · Appointed 15 Oct 2013 · Until 31 Oct 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.