Alexander George Robertson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Springgen Advice Ltd

    FRN 928966

    • (4)Employed By (since 7 Jul 2020)
  • Acumen Financial Planning Limited

    FRN 218745

    • CF1 Director (AR) (since 16 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 3 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Dec 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 21 Nov 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (30 Oct 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (30 Oct 2002 to 1 Nov 2007)
    • CF3 Chief Executive (30 Oct 2002 to 8 Dec 2019)
    • CF21 Investment Adviser (30 Oct 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (30 Oct 2002 to 16 Aug 2005)
    • CF10 Compliance Oversight (30 Oct 2002 to 16 Aug 2005)
  • Acumen Employee Benefits Limited

    FRN 916905

    • (4)Employed By (since 16 Jan 2020)
  • QDOS BROKER AND UNDERWRITING SERVICES LIMITED (no longer approved here)

    FRN 460886

    • CF1 Director (AR) (22 Jun 2007 to 1 Feb 2010)
  • Acumen Accountants & Advisors Ltd (no longer approved here)

    FRN 437787

    • Employed By (21 Sep 2005 to 1 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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