Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QDOS BROKER AND UNDERWRITING SERVICES LIMITED (no longer approved here)

    FRN 460886

    • CF10 Compliance Oversight (25 Aug 2009 to 13 Dec 2016)
    • CF11 Money Laundering Reporting (25 Aug 2009 to 21 Feb 2011)
    • CF28 Systems and controls (25 Aug 2009 to 13 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.