QDOS BROKER AND UNDERWRITING SERVICES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Aaron Lewis Yates
IRN ALY01008
- CF1 Director (AR) (14 Sep 2012 to 31 Aug 2015)
Adrienne Massey-Thoday
IRN AXM03410
- CF1 Director (AR) (13 Sep 2012 to 30 Jun 2018)
Alasdair Iain McGill
IRN AIM01036
- CF1 Director (AR) (28 Jan 2010 to 14 Dec 2016)
Alexander George Robertson
IRN AGR00024
- CF1 Director (AR) (22 Jun 2007 to 1 Feb 2010)
Alexander Philip Spendley
IRN APS01206
- CF1 Director (AR) (6 Feb 2014 to 27 May 2015)
Alfred Alastair Gordon
IRN AAG01073
- CF3 Chief Executive (AR) (31 Oct 2013 to 6 Sep 2016)
- CF1 Director (AR) (18 Oct 2013 to 26 Sep 2014)
Alison McDonald
IRN AJK01154
- CF1 Director (AR) (1 Feb 2010 to 25 Aug 2010)
Allan Lyall
IRN AXL01929
- CF1 Director (AR) (15 Apr 2014 to 20 Jul 2015)
Alun Davies
IRN AXD01611
- CF4 Partner (AR) (16 May 2007 to 23 Apr 2010)
Amanda Jane Branston
IRN AJB01689
- CF28 Systems and controls (25 Aug 2009 to 13 Dec 2016)
- CF10 Compliance Oversight (25 Aug 2009 to 13 Dec 2016)
- CF11 Money Laundering Reporting (25 Aug 2009 to 21 Feb 2011)

Smaller firms operating under this firm's FCA authorisation.

Vantage Protect Ltd (no longer appointed)
FRN 463447 · Appointed 5 Feb 2007 · Until 20 Apr 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.